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Privacy Policy Statement

In order to provide services and to comply with regulatory requirements, SDG Securities (HK) Limited (“SDGS”) collects certain personal, nonpublic information from you.  This includes information: 

             provided during the account application process (e.g. your name, email address, telephone number, date of birth, investment objectives, etc.);

             acquired as a result of the transactions you conduct through SDGS or in connection with services offered by SDGS;

             received from consumer-reporting agencies; and

             collected through Internet "cookies”. 

Cookies are bits of textual information that are sent electronically from a web server to your browser and are stored on your computer.  They do not identify you individually or contain personal information about you, unless you have identified yourself or provided the information by, for example, opening an account or registering for an online service.  SDGS may use cookies to measure and identify website traffic patterns and to track the performance of web features and advertisements.  By providing SDGS with a better understanding of how you and others use SDGS’s website and other web services, cookies enable SDGS to improve the navigation and functionality of its website and to present you with the most useful information and offers.  SDGS may share information obtained from cookies with its employees, agents, and affiliates, but does not sell such information to unaffiliated third parties.  SDGS may permit other companies or their third-party advertisement servers to set cookies on your browser when you visit SDGS’s website.  SDGS also use cookies to improve the performance of our advertising on our website. 

SDGS do not disclose personal, nonpublic information to individuals or entities that are not affiliated with SDGS, except as provided by law, rules or regulations.  For example, among other reasons, SDGS may disclose or report such information: where necessary to authorize, effect, administer or enforce transactions that you request or authorize; to maintain and administer your account; to provide you with account confirmations, statements and records; to maintain appropriate archival records; where SDGS believe that disclosure is required by applicable law, rules or regulations; to cooperate with law enforcement, regulatory or self-regulatory organizations; in connection with resolving disputes arising from your transactions or services SDGS provide to you; to enforce our customer and other agreements; to meet our obligations; or to protect our rights and property.  As long as consistent with applicable securities laws and regulations, SDGS may share anonymized account information or anonymized delayed order information with third parties (and/or share such information among our affiliates) for the purpose of analysis, research, market data compilation, product creation, establishing order routing and execution relationships, or for any other lawful purpose. 

If you wish to access a copy of your personal data or you wish to modify any personal data which SDGS hold about you, or you want SDGS to cease processing any of your personal data held by SDGS, subject to applicable law, you can do so by written request to contact set out below. 

In the case of a request for access to personal data, SDGS reserve the right to charge an appropriate fee, if applicable.  You may be required to supply a valid means of identification as a security precaution to assist SDGS in preventing the unauthorized disclosure of your personal data.  SDGS will process your request within the time provided by applicable law. 

Data Protection Officer

SDG Securities (HK) Limited

Suites 5806-07, 58/F

Two IFC, 8 Finance Street

Central

Hong Kong

Tel: (852) 2825 5067

Fax: (852) 2865 0830

Email: snf-compliance@sd-gold.hk